Professional adviser related

ClearLaw articles are up to date at the time they are published. Old articles are not updated to reflect changes in the law.

ClearLaw articles relating to professional advisers

Plain-language: Generally, the articles are drafted by the relevant lawyers from Maddocks, and then reviewed by us. You will notice that they are clear, simple and easy to understand. It's the hallmark of the Cleardocs brand. It's what we do.

Feel free to browse the collection of articles below.

Published Title
Sep 2014 Wholesale and retail investors and SMSFs — ASIC revises its stance
Jul 2014 FoFA Update: FoFA reforms take effect, likely to survive
Apr 2014 FoFA Update: Bill tabled; Senate Committee review; FoFA reforms paused
Feb 2014 Australia's financial system in the spotlight: 'Son of Wallis' inquiry update
Jan 2014 Government announces major FoFA reforms
Jul 2013 ASIC to increase training standards for AFS licensees
Jun 2013 Limited AFS licence, including for accountants: ASIC releases its guidance
Jun 2013 Limited AFS licence, including for accountants: regulations updated
Oct 2011 Future of Financial Advice: second tranche draft legislation released
Sep 2011 Are a trustee's gains or losses from investments always on capital account?
Sep 2011 Future of Financial Advice (FOFA) reforms: draft legislation released
Jul 2011 The Centro Decision — did it raise the bar for the standard required of directors in considering and approving a company's financial reports?
Jul 2010 Proposal to require license to deal in, or give advice on, SMSF borrowing arrangements as “financial products”
Jul 2008 Know your customer: the legal position Anti-Money Laundering and Counter-Terrorism Financing: Key Obligations
Jul 2006 Financial planner prevented from working for clients of his practice Restraints of Trade: Reasonableness and enforceability
Jun 2006 Legal Professional Privilege: Advisors should be careful not to waive LPP
Sep 2005 New ASIC guidance on financial product advice